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Accounting > Non-professional Subscriber

The following information is about Non-professional Subscriber.

Non-professional Subscriber Defined

means any natural person who is neither: (a) registered or qualified in any capacity with the SECthe Commodities Futures Trading Commissionany state securities agencyany securities exchange or associationor any commodities or futures contract market or association; (b) engaged as an "investment advisor" as that term is defined in Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that Act); nor(c) employed by a bank or other organization exempt from registration under federal or state securities laws to perform functions that would require registration or qualification if such functions were performed for an organization not so exempt. See PROFESSIONAL SUBSCRIBER.

This definition is in context to Accounting. See more contextual defintions for Non-professional Subscriber.


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